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Congress Street
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#	Item
681	SEC- 64 SYSTEM NAME: SEC Security in the Workplace Incident Records. SYSTEM LOCATION: Securities and Exchange Commission, 100 F Street, NE, Washington, DC[removed]CATEGORIES OF INDIVIDUALS COVERED BY THE SYSTEM: Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-07-21 17:41:51 United States Securities and Exchange Commission Law Financial regulation Corporate crime U.S. Securities and Exchange Commission Privacy Act Securities Exchange Act Securities regulation in the United States Freedom of Information Act United States securities law Government 73rd United States Congress
682	RPC_DOCS1-#[removed]v43-SCHEME_MEMBERSHIP_AGREEMENT.doc Add to Reading List Source URL: www.ipso.co.uk Language: English - Date: 2014-11-03 07:03:57 Presidency of Barack Obama Systemic risk United States federal banking legislation Heights Community Council 111th United States Congress Dodd–Frank Wall Street Reform and Consumer Protection Act Late-2000s financial crisis
683	SEC-63 SYSTEM NAME: Tips, Complaints, and Referrals (TCR) Records. SYSTEM LOCATION: Securities and Exchange Commission, 100 F Street, NE, Washington, DC[removed]Files may also be maintained in the Commission’s Regional Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-07-21 17:41:07 United States Securities and Exchange Commission Government Securities Exchange Act U.S. Securities and Exchange Commission Securities regulation in the United States Securities and Exchange Commission Financial economics Municipal Securities Rulemaking Board Security United States securities law Financial regulation 73rd United States Congress
684	#..SEC-34 System name: Administrative Proceedings Record Cards--SEC. System location: Securities and Exchange Commission, 450 Fifth Street NW, Washington, DC 20549. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-08-24 14:00:15 United States Securities and Exchange Commission Financial economics Law Corporate crime U.S. Securities and Exchange Commission Securities Exchange Act Securities regulation in the United States Security Freedom of Information Act United States securities law Financial regulation 73rd United States Congress
685	INSTITUTE OF INTERNATIONAL BANKERS DODD-FRANK SEMINAR Friday, January 23, 2015 Offices of Skadden, Arps, Slate, Meagher & Flom LLP 4 Times Square, New York City Add to Reading List Source URL: c.ymcdn.com Language: English - Date: 2015-01-21 11:56:33 Late-2000s financial crisis Presidency of Barack Obama United States federal banking legislation Skadden Arps Slate Meagher & Flom Finance Volcker Rule Paul Volcker Davis Polk & Wardwell Financial economics Systemic risk 111th United States Congress Dodd–Frank Wall Street Reform and Consumer Protection Act
686	August 12, 2011 Via Electronic Mail: [removed] Elizabeth M. Murphy Secretary U.S. Securities and Exchange Commission Add to Reading List Source URL: www.managedfunds.org Language: English Financial regulation United States securities law 73rd United States Congress Cancer survivors U.S. Securities and Exchange Commission Dodd–Frank Wall Street Reform and Consumer Protection Act Securities Act Chris Dodd Hedge fund Financial economics United States Securities and Exchange Commission Finance
687	What to Expect from an Examination and how to Prepare Presented for the Institute of International Bankers and the Conference of State Bank Supervisors 4 November 2014 Add to Reading List Source URL: c.ymcdn.com Language: English - Date: 2014-11-10 10:20:15 Auditing Systemic risk United States federal banking legislation Corporations law 111th United States Congress Dodd–Frank Wall Street Reform and Consumer Protection Act Internal audit Financial Regulator Corporate governance Business Financial regulation Economics
688	#..SEC-50 System name: Investment Adviser Records. System location: Records filed before January 1, 2001 and paper records filed after January 1, 2001: SEC, 450 Fifth Street, NW, Washington, DC 20549; and Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-08-24 14:36:40 Financial adviser Security Notice of electronic filing Business Finance 76th United States Congress Financial economics Investment Advisers Act
689	August 12, 2011 Via Electronic Mail: [removed] Elizabeth M. Murphy Secretary U.S. Securities and Exchange Commission Add to Reading List Source URL: www.managedfunds.org Language: English Financial regulation United States securities law 73rd United States Congress Cancer survivors U.S. Securities and Exchange Commission Dodd–Frank Wall Street Reform and Consumer Protection Act Securities Act Chris Dodd Hedge fund Financial economics United States Securities and Exchange Commission Finance
690	#..SEC-17 System name: Minutes Regarding Action Taken by the Commission-SEC. System location: Securities and Exchange Commission, 450 Fifth Street NW, Washington, DC 20549. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-08-24 13:15:59 United States Securities and Exchange Commission Government Financial economics Securities Exchange Act U.S. Securities and Exchange Commission Securities regulation in the United States Securities and Exchange Commission Self-regulatory organization Securities Fraud Deterrence and Investor Restitution Act United States securities law Financial regulation 73rd United States Congress

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